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Ethnic specific recommendations in clinical practice guidelines: a first exploratory comparison between guidelines from the USA, Canada, the UK, and the Netherlands
  1. D R Manna1,
  2. M A Bruijnzeels1,
  3. H G A Mokkink2,
  4. M Berg1
  1. 1Department of Health Policy & Management, Erasmus MC, Rotterdam, The Netherlands
  2. 2Centre for Quality of Care Research, UMC St. Radboud, University of Nijmegen, The Netherlands
  1. Correspondence to:
 D R Manna, PO Box 1738, 3000 DR Rotterdam, The Netherlands; 
 Manna{at}bmg.eur.nl

Abstract

Objectives: To investigate whether clinical practice guidelines in different countries take ethnic differences between patients into consideration and to assess the scientific foundation of such ethnic specific recommendations.

Design: Analysis of the primary care sections of clinical practice guidelines.

Setting: Primary care practice guidelines for type 2 diabetes mellitus, hypertension, and asthma developed in the USA, Canada, the UK, and the Netherlands.

Main outcome measures: Enumeration of the ethnic specific information and recommendations in the guidelines, and the scientific basis and strength of this evidence.

Results: Different guidelines do address ethnic differences between patients, but to a varying extent. The USA guidelines contained the most ethnic specific statements and the Dutch guidelines the least. Most ethnic specific statements were backed by scientific evidence, usually arising from descriptive studies or narrative reviews.

Conclusion: The attention given to ethnic differences between patients in clinical guidelines varies between countries. Guideline developers should be aware of the potential problems of ignoring differences in ethnicity.

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Over the past 20 years clinical practice guidelines have become an increasingly popular tool for implementation of scientifically based clinical information to improve the quality of health care. Many countries have produced such guidelines, mainly via specialist and/or general practice organisations. As defined by the Institute of Medicine (USA), clinical practice guidelines are “systematically developed statements to assist practitioner and patient decisions about appropriate health care for specific clinical circumstances”.1 These statements should be based on the best available scientific evidence and practical knowledge; however, the increasing number of clinical guidelines has stimulated discussion about their value.2–6

An area that has received less attention in such discussions is the “specific clinical circumstances”. Besides the disease specific characteristics, the “specific clinical circumstances” usually refer to the age and sex of the patient. However, with the increase in migration to western countries during the last 50 years, these western countries have increasingly become more multicultural and physicians are increasingly confronted with patients from diverse ethnic groups. In some of these groups particular diseases can be more prevalent or more severe, and this may also determine the patient’s clinical circumstance.7–10 Ignorance of ethnic differences between patients could lead to inferior quality of care for ethnic minorities. Many potentially avoidable procedures such as amputations, avoidable hospital admissions and readmissions, avoidable pain from cancer, untreated disease, and deaths are associated with a lower quality of care for ethnic minorities.11,12 The question as to whether ethnicity should be a specific clinical circumstance systematically taken into consideration in clinical practice guidelines has not yet been fully addressed. The aim of the present study was to investigate whether clinical practice guidelines in different countries take ethnic differences between patients into consideration, and the scientific basis and strength of such ethnic specific recommendations.

METHODS

The clinical guidelines for three prevalent and chronic health problems—type 2 diabetes mellitus, hypertension, and asthma—used in four western countries were examined between 2000 and July 2001. These particular health problems were selected because of the relatively high impact of these diseases in western countries and because of the expected differences between members of different ethnic groups. For these three health problems primary care guidelines from national organisations in the USA, Canada, the UK, and the Netherlands were analysed (n=13; one guideline per disease from each country except the Dutch asthma guidelines which consisted of two separate guidelines, one for diagnostics and one for treatment). The USA guidelines were developed by the National Heart, Lung and Blood Institute (asthma 1997; hypertension 1997) and the American Diabetes Association (2001),13–15 the Canadian guidelines by the Canadian Medical Association (asthma 1999; hypertension 1999; diabetes 1998),16–18 the British guidelines by the British Thoracic Society (1997), the British Hypertension Society (1999), and Diabetes UK (2000),19–21 and the guidelines used by Dutch general practitioners (GPs) were developed by the Dutch College of General Practitioners (asthma 2001; hypertension 1997; diabetes 1999).22–25 Because some guidelines covered the whole spectrum of care and others focused on primary care only, we studied only the primary care sections of the different guidelines.

Each guideline was carefully examined (by DRM) and any ethnic specific statement and/or recommendation made was marked and noted. This procedure was repeated (by MAB) and an inter-rater agreement was calculated. Consensus was reached in all cases of disagreement. The identified statements were then organised into the following coherent themes:

  • epidemiology (including aetiology);

  • diagnostics (including screening);

  • treatment (including therapy);

  • patient education;

  • (content of) medical record;

  • (overall) cultural sensitivity.

The statements were designated either as merely empirical information/facts or as specific recommendations in the guidelines. The underlying scientific evidence for each ethnic specific statement was collected by checking all the references mentioned in the guideline for the specific statements; by reading the evidence, the strength of the evidence was then graded according to an adjusted version of the schemes of the North of England guideline development project (box 1).26

Box 1 Categories of strength of evidence of statements in clinical guidelines (developed by the North of England evidence-based guideline development project)

  • Ia: Evidence from meta-analysis of randomised controlled trials

  • Ib: Evidence from at least one randomised controlled trial

  • IIa: Evidence from at least one controlled study without randomisation

  • IIb: Evidence from at least one other type of quasi-experimental study

  • III: Evidence from descriptive studies, such as comparative studies, correlation studies and case controlled studies

  • IV: Evidence from expert committee reports or opinions or clinical experience of respected authorities, or both.

  • IV*: Narrative reviews

*Narrative reviews could not be properly categorised into the categories of the North of England evidence-based guideline development project. For this reason we added IV* to the existing categories.

RESULTS

The overall inter-rater agreement was good. Forty seven segments of text regarding ethnic differences were identified in the guidelines, of which 42 were identified by both authors (inter-rater agreement: 89%). All 47 were included in the analysis.

Ethnic specific information in diabetes guidelines

Table 1 gives the analysis of the diabetes guidelines. All four guidelines made an empirical statement about a higher prevalence of diabetes among certain ethnic groups. The US, Canadian and, to a lesser extent, the UK and Dutch guidelines had some additional statements (related mainly to diagnostics/screening) about the consequences of this higher prevalence. The statements in the Canadian guideline were presented in a separate section dedicated to diabetes among their aboriginal population, except the recommendation to obtain insight into the ethnic and cultural influences on the nutrition of the patient.

Table 1

Guidelines on diabetes mellitus type 2: comparison between countries on ethnic specific statements27–40

Scientific basis of ethnic specific information in diabetes guidelines

For diabetes the different guidelines used different sources of evidence (research papers) for their ethnic specific statements. The evidence was mainly type III (descriptive) prevalence studies and all addressed their own national situation.

Ethnic specific information in hypertension guidelines

Table 2 presents the analysis of the hypertension guidelines. The Dutch guideline contained no ethnic specific statements, the Canadians had only one such statement (albeit an important one), and the US and UK reported more extensively (in separate paragraphs) about ethnic differences. The guidelines made empirical statements about (1) a higher prevalence, more severe hypertension, and a higher risk of complications in certain ethnic groups; (2) the difference in response to pharmacological treatment; and (3) the higher sensitivity to dietary salt restriction among black subjects. These empirical statements led to different treatment recommendations in the respective guidelines.

Table 2

Guidelines on hypertension: comparison between countries on ethnic specific statements8,41–58

Scientific basis of ethnic specific information in hypertension guidelines

For epidemiology the evidence was primarily from type III (descriptive) studies or narrative reviews, while the evidence for the differential response to pharmacological treatment was mainly from randomised controlled trials. One study (type Ib) was used as evidence in both the US and UK guidelines.

Ethnic specific information in asthma guidelines

In the asthma guidelines (table 3) one empirical statement about the ethnic variability of lung function was found in both the US guideline (in a separate paragraph) and in the Dutch guideline. The US guideline also stressed the importance of a culture sensitive approach to the patient. The Canadian guideline made no ethnic specific statements, and the UK guideline had only one minor remark about the failure of attending education programmes.

Table 3

Guidelines on asthma: comparison between countries on ethnic specific statements59–75

Scientific basis of ethnic specific information in asthma guidelines

Almost all evidence in the guidelines for asthma were based on type III (descriptive) studies.

DISCUSSION

The results of this study show that clinical guidelines from the four western countries do contain ethnic specific information and recommendations, but to a varying extent. The Dutch guidelines contained only a few empirical facts and only once made an additional specific recommendation based on these facts. The other three guidelines added more recommendations to the empirical facts, only for hypertension in the case of the UK, only for diabetes in the case of Canada, but for all three health problems in US guidelines. The US guidelines therefore gave the most attention to ethnic differences by presenting empirical facts as well as formulating specific recommendations.

Because most of the statements about ethnic differences in the different guidelines were based on differences in epidemiology (prevalences), the scientific evidence used consisted mainly of descriptive studies or narrative reviews and addressed their national situation. The US guidelines tended to use more evidence.

This is a first exploratory study of the attention given in clinical practice guidelines to ethnic differences. We focused on guidelines from only four western countries and thereby narrowed our scope considerably. Although our comparison is useful, it would be interesting to broaden it in further research by including guidelines from other countries with a relatively large group of subjects from ethnic minorities.

It is difficult to give an explanation for the difference in focus on ethnic differences in the guidelines found in this study because the guidelines are produced and used in the complex environment of a healthcare system. Ethical, economic, legal, political, and cultural aspects are involved which vary in the different countries. Because of historical developments, countries may have their own specific way of approaching ethnic differences. The USA and Canada, for example, have a long history of being multicultural societies with relatively large groups of native inhabitants and other subgroups. In the UK and the Netherlands, however, ethnic minorities are a more recent phenomenon resulting from labour and colonial migrants. These differences in historical background have led to political and cultural differences in facing questions concerning minority groups. Whereas the USA places both cultural and political emphasis on differences in ethnic identities, other countries do this to a lesser extent, resulting in other normative values. All these aspects could impact on the process of guideline development—for example, on the composition of the panel developing the guidelines which, in turn, could influence the process of decision making in the selection of relevant evidence and in the content of the guidelines.6,76–80 Although guidelines are considered to be products of evidence-based medicine and therefore primarily based on available scientific evidence, they always contain (either explicit or implicit) normative values of (individual) panel members.

Another factor to consider is the possibility that, because mainly local/national evidence was used to develop the ethnic specific recommendations, panel members in one country may consider that data are only applicable to ethnic groups in the country where the research was conducted. But do Afro-Americans in the USA differ from black subjects in the Netherlands and the UK; and do South Asians living in the USA differ from those in the UK, Canada or the Netherlands? As far as the medical differences discussed in this paper are concerned, the answer is probably not, because it is often reported that the higher prevalence and severity of diabetes and hypertension in certain ethnic groups and the differences in response to drugs result, at least in part, from genetic differences and the migration process.82,83

The above considerations raise interesting questions as to whether cultural differences between countries can explain different normative values between groups of guideline developers resulting in more or less ethnic specific recommendations in the guidelines, and whether health information about certain minority ethnic groups is applicable to similar groups in other countries. Since disease or health specific data on white subjects are accepted worldwide, it is legitimate to question why this does not apply to scientific data on differences between other ethnic groups. Future research should try to find the answers to these questions.

The development of guidelines is a complicated process in which many heterogeneous considerations are weighed against each other. Guidelines must be feasible and as clear, understandable and unambiguous as possible, given current healthcare practices. There will always be some reluctance about changes in current practice, and in describing exceptions and, for example, ethnic differences. Nevertheless, ethnic differences are present in all western societies and this issue can expect a higher priority in future research and health care. However, at present, the proportion of ethnic minorities in deprived neighbourhoods in the UK and the Netherlands is very large and, for the care in those underprivileged areas, ethnic specific recommendations in guidelines can already help practitioners in their daily practice and therefore should be implemented as soon as possible. If clinical recommendations do not accept the existence of clinically relevant ethnic differences in, for example, prevalence/complications and response to pharmacological treatment, suboptimal or even harmful practices may occur.84 This also applies to the need for ethnic specific education and counselling and sensitivity towards differences in cultural values and norms, particularly when a positive clinical effect has been proved. By disregarding scientific evidence, the guideline may provide inaccurate information and thereby compromise the quality of care84; and by disregarding scientific evidence, the higher morbidity and mortality and the higher risk of complications with hypertension and diabetes will continue or even get worse because, in the Netherlands, for example, members of the ethnic minority groups are relatively young and will therefore be faced with more morbidity in the future.

Key messages

  • Guidelines from different countries differ in the attention given to ethnic differences between patients.

  • Guidelines developed in the USA give the most attention to ethnic differences between patients compared with the UK, Canada and the Netherlands; Dutch guidelines give the least.

  • Cultural differences between countries lead to differences in the content of guidelines.

  • Although clinical practice guidelines are seen as products of evidence-based medicine, normative values also influence the content of guidelines.

  • Disregarding scientific evidence about ethnic differences in guidelines could compromise the quality of care for ethnic minorities and could lead to unnecessary health problems in this group.

CONCLUSIONS

Differences in the attention given to ethnic differences between patients in clinical practice guidelines exist between countries. Whatever the explanations may be for these differences, guideline developers should be aware of the potential problems for patients from ethnic minority groups. Ethnic differences should play an important part in both screening the available evidence and in the development of the guideline—for example, the composition of the expert panel. With the increasing movement of people between countries, this aspect will become even more important in the future.

REFERENCES

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Footnotes

  • See editorial commentary, pp 328–9

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