Main author | Study date | Country | Subjects | Reference | Condition/specialty | Methods | Intervention type | SIGN quality score13 | Outcomes measured | Findings | |
Descriptive designs | |||||||||||
1 | Fertig | 1993 | UK local | 400 referrals (100 referrals per specialty)+a further 22 referrals by 21 PCPs | 12 | Orthopaedics ENT, gynaecology, ophthalmology | Descriptive case series | Referral guideline | 3 | Guideline compliance Referral rates | Most of referrals appropriate in comparison to guideline standards Guidelines unlikely to reduce referral rates |
2 | Kumar | 1996–1997 | UK local | 100 referrals by ∼100 PCPs | 26 | ENT, tonsillectomy | Descriptive case series | Referral guideline for direct listing for surgery | 3 | Guideline compliance | Variable compliance by GPs with guidelines |
3 | Collins | 1995 | US national | Simulated case histories/vignettes;444 PCPs | 27 | Urology, benign prostatic hypertrophy | Cross-sectional survey | Referral guideline | 3 | Guideline compliance | Diagnostic evaluations vary from guideline standards |
4 | Fried-Lieb | 1990–1991 | US local | 1796 preauthorisation requests to HRM | 28 | Orthopaedics, low back pain | Descriptive case series | Management guideline plus telephone based prior authorisation scheme | 3 | Appropriateness Cost | Use of conservative management increased Net savings |
5 | Rossi-Gnol | 1988–1990 | Canada international | 456 referrals for 2147 randomly selected patients Quebec Workers Compensation Board | 29 | Orthopaedics, low back pain | Descriptive case series | Management guideline+referral guideline | 3 | Guideline compliance Referral rates Waiting times | Compliance with guideline, referral rates low and waiting times high in comparison to guideline standards. |
6 | Bishop | 2003 | Canada local | 49 referrals | 30 | Orthopaedics, low back pain | Descriptive case series | Management guideline+referral guideline | 3 | Guideline compliance | Compliance variable—eg, good in examination; less good in imaging recommendations |
7 | Cerdan | 2002–2004 | Spain local | 188 referrals made by 71 PCPs | 31 | General surgery | Descriptive case series | Guideline plus one-stop service | 3 | Guideline compliance Waiting times | Improved compliance Reduced waiting times |
8 | Arroyo | 2000 | Spain local | 86 referrals by 26 PCPs | 32 | General surgery | Descriptive case series | Guideline plus one-stop service | 3 | Guideline compliance Waiting time | Guideline compliance high Waiting time reduced |
9 | Padilla | 1995–1996 | Spain local | 400 referrals from five health centres | 33 | Urology, benign prostatic hypertrophy | Descriptive case series | Guideline plus one-stop service | 3 | Guideline compliance Waiting times | Compliance good Reduced waiting times |
10 | Norg | 2005 | Netherlands local | 512 patients from 14 general practices | 34 | LUTS | Modelling study | Decision checklist | 4 | Compliance | Compliance estimated as high |
11 | Rao | 2001–2002 | UK local | 8993 patients | 35 | Orthopaedics, musculoskeletal problems | Descriptive case series | Referral guidelines pro forma | 3 | Guideline compliance | High proportion of referrals compliant with guideline. |
12 | Lash | 2005 | UK local | 62 referrals for cataract | 36 | Ophthalmology | Descriptive case series | National guidance | 3 | Guideline compliance | Compliance with “gold standard” |
13 | Fullen | 2006 | Ireland | 54 referred patients | 37 | Orthopaedics, acute low back pain | Descriptive case series | Referral guideline | 3 | Guideline compliance | Referral practice not consistent with European guidelines |
Controlled designs | |||||||||||
1 | Bradshaw | 1997 | UK local | 147 referrals | 25 | General surgery | Mixed design | Referral guideline for direct listing for surgery | 2− | Waiting times | Reduction in waiting time |
2 | Thomas | 2003 | UK local | 959 referrals from 55 practices/health centres | 15 | Urology, LUTS; microscopic haematuria | Cluster RCT Allocation concealment+ | Guideline plus “one-stop service” | 1+ | Guideline compliance Health outcomes Short Form Health Survey (SF-36) Waiting times Costs | Appropriate investigations increased in intervention group (0.5 (0.2–0.8) p<0.01) Reduced waiting times No change in patient outcome Reduction in hospital costs (£0.28–£43.00) |
3 | Emslie | 1993 | UK local | 100 couples from 82 practices/health centres | 19 | Gynaecology, infertility | RCT Allocation concealment—not stated | Guideline plus structured management sheet | 1− | Guideline compliance | Compliance with guideline increased for all targeted activities—eg, use of day 21 progesterone increased (72% intervention vs 41% control (p<0.001) |
4 | Morrison | 1996/1997 | UK local | 689 referrals from 214 practices/health centres | 16 | Gynaecology Infertility | Cluster RCT Allocation concealment—not stated | Guideline plus structured management sheet | 1− | Referral rates Guideline compliance Cost | No difference in referral rates. Appropriate investigations more likely to be carried out (OR 1.32(1.00–1.75) Non sig increase in costs. |
5 | Maddison | 2001/2003 | UK local | ∼5000 referrals from ∼100 PCPs | 20 | Orthopaedics | Cohort study—historical controls | Guideline plus referral triage | 2− | Referral rates Appropriateness Waiting time | Rates of referral increased (by 86%) Waiting times reduced Appropriateness (surgical conversion rate 37%) unchanged |
6 | Benninger | 1994/1995 | US local | 163 referrals from 74 PCPs | 21 | ENT | Cohort study—historical controls | Management guideline+referral guideline | 2− | Appropriateness of referral Waiting times | Appropriateness (45% (before), 70% (after; at 5 months), p<0.05) No change in waiting times |
7 | Rao | 1994/1995 | US national | 550 referrals by PCPs referring to one secondary care centre | 22 | Orthopaedics, low back pain | Cohort study—historical controls | Management guideline+referral guideline | 2− | Guideline compliance | No change in appropriateness of investigations |
8 | Goldberg | 2001 | US national | (No data on absolute numbers of referrals or referrers-only rates supplied) | 17 | Orthopaedics, low back pain | Cluster RCT (with time series analysis) No allocation concealment | Management guideline+referral guideline | 1− | Surgery rates | Reduction of 8.9% surgical operations (20.9 per 100 000 population) over 30 months in intervention communities |
9 | Spata-fora | 2000/2002 | Italy national | 1203 referrals (2465 patients) 450 PCPs | 23 | Urology, LUTS | Cohort study—historical controls | Management guideline+referral guideline | 2− | Referral rates Guideline compliance Cost | Referral rates unchanged Compliance (eg, reduced use and cost of inappropriate investigation (33%–22%)) (p<0.001) Reduced costs=savings of 13.8% |
10 | Fender | 1999 | UK | 1001 consultations (130 referrals) | 18 | Gynaecology, menorrhagia | Cluster RCT Allocation concealment+ | “Educational package” based on principles of academic detailing | 1+ | Guideline compliance (with treatment recommendations) Referral rates | Recommended medication increased (OR 2.38 (1.61–3.49)) in intervention group and referral rate reduced (OR 0.64 (0.41–0.99)) |
11 | Julian | 2007 | UK local | 193 referrals from 157 general practices (99 intervention: 94 control) | 24 | Gynaecology, menorrhagia | Cohort study—concurrent controls | Management guideline+referral guideline | 2+ | Patient outcomes (surgery rates) | No difference in SF-36 scores Increased satisfaction in intervention group No difference in surgical rates |
HRM, health risk management; LUTS, lower urinary tract symptoms; PCP, primary care practitioner; SIGN, Scottish Intercollegiate Guidelines Network.