Table 2

Measures identified categorised according to the KCoIToC processes and mapped according to SEIPS, their timing and the potential for real-time use

KCoIToC componentMeasures associated with KCoIToC components
(SEIPS work system elements involved (people, tasks, tools, environments))
SEIPS framework measured/timing (lagging, leading, real time)Potential for real time using digital health systems
Discharge planningEnrolment into clinic/outpatient appointment made60 84 87
Tasks: booking appointment, documenting appointment
Work system/leadingDocumentation and alert.*
Access obtained for home injections of high-risk medication87
People: patient, staff
Task: performing cannulation
Tool: cannulation equipment
Outcome/laggingDocumentation and alert.
Medication availability confirmed76 87
People: patient and/or carer, staff
Task: determining medication availability
Tools: medication, telephone, computer
Process/leadingDocumentation and alert.
Percentage of inadequate warfarin follow-up arrangements63
People: patient and healthcare professional
Tasks: identify follow-up requirements, arrange follow-up
Tools: digital health system, telephone, computer, diary
Process/lagging
Complete communication of informationDocumented inpatient-to-outpatient provider contact60
People: healthcare professionals
Task: documentation
Tool: form of communication (paper or electronic)
Process/laggingDocumentation and alert.
Documented inpatient-to-anticoagulation clinic communication60
People: healthcare professionals
Task: documentation
Tool: form of communication (paper or electronic)
Process/laggingDocumentation and alert.
Information in discharge letter70 80 82 87
People: healthcare professionals
Task: documentation
Tool: form of communication (paper or electronic)
Process/laggingDocumentation and alert.
Availability, timeliness, clarity and organisation of informationBaseline laboratory information available87
People: patient, staff, laboratory staff
Tasks: request, take, analyse and report blood test
Tools: blood test result (electronic or paper report), patient record
Process/laggingAlert if baseline blood test results are not available when prescription written.
Medication safetyAdverse events (hypoglycaemia or hyperglycaemia, venous thromboembolism, readmissions, death, cardiovascular events)49 57–62 64–66 69 70 72–80 82–84 86–88Outcome/laggingSome, for example, abnormal blood tests.
Medications managed according to protocol71 72 74 87
People: patient, prescriber, pharmacy
Task: prescribing
Tools: medication, prescription, protocol
Process/lagging
Medication discrepancies, errors or issues identified63 69 75 76 80–83 85 87
People: patient, prescriber, healthcare professional reviewing medications
Task: medication review
Tools: medications, references (eg, medication information leaflets, reference books)
Process/lagging and real timeDocumentation with targeted alert to prompt review.
Rate of recommendations agreed63 75
People: patient, staff (recommendation maker and prescriber)
Tasks: prescribing, documentation
Process/lagging
Medication safety recommendations made71 75
People: patient, staff (recommendation maker and prescriber)
Tasks: prescribing, documentation
Process/laggingDocumentation and alert.
Impact of interventions to optimise medications48 68 81Outcome/lagging
Educating patients to promote self-managementMeasures of adherence64 69 72 74 84 86
People: patient (and caregiver)
Task: taking medication
Tools: medication, packaging, compliance aids (eg, tablet cutters)
Process/leadingThrough patient-owned digital method, for example, access to their electronic health record or smartphone application.
Patient satisfaction56 64 69 72 77 83Outcome/lagging for patient
Leading for organisation
Provision of education and counselling71 82 87
People: patient, healthcare professional
Task: providing education
Tools: information leaflets, medication charts
Process/leadingPartially—tasks (eg, education) can be documented and highlighted if outstanding.
Assessment of patient knowledge, understanding and beliefs56 72 78 81 84
People: patient, assessor
Task: assessment of knowledge
Tool: assessment template/quiz
Process/leading
Enlisting social and community supports
Advance care planning
Coordinating care among team membersPercentage of patients with pharmacist coordination documented59
People: patient, pharmacist, multidisciplinary team
Tasks: ‘co-ordination’ tasks, documentation
Tool: patient records
Process/laggingDocumentation and alert.
Pharmacist time per patient59 87Outcome/lagging
Cost of intervention88Outcome/lagging
Clinician satisfaction67Outcome/lagging
Monitoring and managing symptoms after transferTime in therapeutic range49 57 61 65 66 70 73 77 78 83 86Outcome/lagging and real timeViewed within patient record.
Time outside therapeutic range78Outcome/lagging
Time to reach therapeutic range67 73Outcome/lagging
Therapeutic drug monitoring performed87
People: patient, staff, laboratory staff
Tasks: request, take, analyse, report blood test
Tools: blood test equipment, laboratory equipment to analyse, blood test result (electronic or paper report)
Process/laggingDocumentation and alert.
Percentage of international normalised ratio taken within 10 days of transfer of care67
People: patient, staff, laboratory staff
Tasks: request, take, analyse, report blood test
Tools: blood test equipment, laboratory equipment to analyse, blood test result (electronic or paper report)
Process/laggingDocumentation and alert.
Outpatient follow-upClinic appointment attendance64 66 67
People: patient, staff
Tasks: book, communicate and attend appointment
Process/laggingDocumentation and alert.
Time to follow-up60 64 71 83Outcome/lagging
  • *Documentation of a specific task with an associated alert targeted to relevant staff prompting action if that task remains outstanding.

  • †Not applicable.

  • KCoIToC, Key Components of an Ideal Transfer of Care; SEIPS, Systems Engineering Initiative for Patient Safety.